Björn Brembs

So this is essentially what happened instead of us sitting down and thinking how we could spend our money in the most technologically savvy way to the benefit of science, scholars and society. A generation later, roughly US$300 billion poorer and none the wiser, it seems.

The ultimate Open Access timeline

tl;dr: So far, I can’t see any principal difference between our three kinds of intellectual output: software, data and texts.   I admit I’m somewhat surprised that there appears to be a need to write this post in 2014. After all, this is not really the dawn of the digital age any more.

What is the difference between text, data and code?

Lately, there has been some public dreaming going on about how one could just switch to open access publishing by converting subscription funds to author processing charges (APCs) and we’d have universal open access and the whole world would rejoice. Given that current average APCs have been found to be somewhat lower than current subscription costs (approx.

What happens to publishers that don’t maximize their profit?

Trial and error is a successful problem-solving strategy not only in humans but throughout evolution. How do nervous systems generate novel, creative trials and how are errors incorporated into already existing experiences in order to improve future trials?

Come and do research with us!

While the first day (day 2, day 3) was dominated by philosophy, mathematics and other abstract discussions of chance, this day of our symposium started with a distinct biological focus.

 Martin Heisenberg, Chance in brain and behavior

First speaker for this second day on the symposium on the role of chance in the living world was my thesis supervisor and mentor, Martin Heisenberg.

Chance in animate nature, day 2

While our own manuscript on journal rank is almost through the peer-review process, this morning I received several messages announcing the DORA (

 San Francisco declaration on research Assessment

), which I signed immediately.

Official call for an end to journal rank

*During my flyfishing vacation last year, pretty much nothing was happening on this blog. Now that I’ve migrated the blog to WordPress, I can actually schedule posts to appear when in fact I’m not even at the computer. I’m using this functionality to re-blog a few posts from the archives during the month of august while I’m away.

Flashback: Programming Free Will – creative robots

For 14 years, the main research funding agency in Germany, the German Research Foundation (DFG) has stated in its guidelines that submitted grant proposals will be assessed primarily on the basis of their

 content

, rather than counting the applicants’ previous publications. However, not all of DFG’s panels seem to be on board.

Research assessment: new panels, new luck?

Notwithstanding the barrage of criticisms and warnings from every corner of the scholarly community, various initiatives, mainly in the Netherlands, Finland, Germany, France and the UK, continue their efforts for a smooth transition from subscriptions to open access without any further disruptions.

Why open access Big Deals are worse than subscriptions

When I finished my PhD 15 years ago, the neurosciences defined the main function of brains in terms of processing input to compute output: “brain function is ultimately best understood in terms of input/output transformations and how they are produced” wrote Mike Mauk in 2000 (DOI: 10.1038/76606). Since then, a lot of things have been discovered that make this stimulus-response concept untenable and potentially based largely on laboratory

Watching a paradigm shift in neuroscience

Over the weekend, I received the following short message from a Hotmail account:  This email is full of signs that the student may not have been all that interested in any information or discourse, but instead trying to make some sort of ‘gotcha’ statement. Curiously, the author first states that their scientific training is lacking and then they disagree with a scientific position.

How not to contact faculty as student

With the start of the new year 2017, about 60 universities and other research institutions in Germany are set to lose subscription access to one of the main STEM publishers, Elsevier. The reason being negotiations of the DEAL consortium (600 institutions in total) with the publisher.

So your institute went cold turkey on publisher X. What now?

In what area of scholarship are repeated replications of always the same experiment every time published and then received with surprise, only to immediately be completely ignored until the next study? Point in case from an area that ought to be relevant to almost every single scientist on the planet: research evaluation.

How scientific are scientists, really?

This is a post written jointly by Nelson Lau from Brandeis and me, Björn Brembs. In contrast to Nelson’s guest post, which focused on the open data aspect of our collaboration, this one describes the science behind our paper and a second one by Nelson, which just appeared in PLoS Genetics.

Laboratories around the world are generating a tsunami of deep-sequencing data from nearly every organism, past and present.

Data Diving for Genomics Treasure

During my flyfishing vacation last year, pretty much nothing was happening on this blog. Now that I’ve migrated the blog to WordPress, I can actually schedule posts to appear when in fact I’m not even at the computer. I want to use this functionality to re-blog a few posts from the archives during the month of august while I’m away. This is the first post in this series, just to see if it works and what needs to be tweaked.

Flashback: The neurobiology of self-learning

Yesterday, Alex Kacelnik published yet another fascinating discovery – one of many over the years out of his lab. This time, they show how birds can pick even five consecutive locks to get to a food reward:  According to the authors, the birds solve this problem by trial and error, i.e., in the operant, goal-directed way, which is the learning mechanism we study in our lab.

…and now for some lock-picking cockatoos

There can be little doubt that the defunding of public academic institutions is a main staple of populist movements today. Whether it is Trump’s budget director directly asking if one really needs publicly funded science at all, or the planned defunding of the endowments of arts and humanities or the initiatives to completely abolish the EPA and other science agencies.

Are we inadvertently supporting the defunding of public science?

This is our first poster at this year’s SfN meeting in San Diego. It’s about decision-making in fruit flies. We find a probabilistic form of decision-making that suggests that without understanding the mechanisms behind this fundamental uncertainty, we will never fully understand decision-making. Clicking on the image will let you download the PDF Version of the poster.

Do flies in groups make individual choices?

I usually don’t write about politics, but there has been one or the other exception to this rule in the last 12 years of this blog. This time, I’ve been missing one particular response to the various terrorist attacks in recent times, perhaps one of the few readers of this obscure blog has found it somewhere and can point me in this direction?

Have you seen this response to terrorism anywhere?

UPDATE

: I’m still not completely sure I understood Churchland accurately, but there are comments suggesting I may just have completely misunderstood her replies to the interviewer. Read the interview and judge for yourself! I really like Patricia Churchland.

[updated]Churchland: “Ignore science and live a make-believe life!”

In the process of migrating content from the old site to WordPress, I’m also moving some articles from there and re-publishing them here as posts. This one is such a case, originally published on December 7, 2006.

Brains as output/input systems

Update, Dec. 4, 2015: With the online discussion moving towards grantsmanship and the decision of what level of expertise to expect from a reviewer, I have written down some thoughts on this angle of the discussion.

With more and more evaluations, assessments and quality control, the peer-review burden has skyrocketed in recent years.

Why cutting down on peer-review will improve it

This is a post loosely based on an article appearing today in the German newspaper “Frankfurter Allgemeine Zeitung” by Axel Brennicke and me. The raw data for our analysis is available. Please do let us know if you find a mistake.


 UPDATE

*, 09/01/2015: A commenter made me aware of data rows in the raw data we had overlooked before.

Booming university administrations

Rejection is one of the unpleasant but inevitable components of life. There are positive components to rejection: they build character, they force you to deal with negativity and sometimes they force you to change your life to avoid future rejections.

The cost of the rejection-resubmission cycle

At seemingly every possibility in a discussion on peer-review, people apparently feel the need to emphasize that in the current model reviewers (or most academic editors handling peer-review) are not being paid.

Peer-review is not free – it’s a subsidy for publishers

On May 23, the Council of the EU adopted a set of conclusions on scholarly publishing that, if followed through, would spell the end for academic publishers and scholarly journals as we know them. On the same day, the adoption was followed by a joint statement of support by the largest and most influential research organizations in Europe.

The beginning of the end for academic publishers?

To my knowledge, no neuroscientist hypothesizes that there is magic in our heads. However, it appears this is a hypothesis that flies by the editors at the New York Times.

Free will:  it’s not what you think it is

This year marks the 12th anniversary of the publication of this legendary letter to the editor in the Journal of systems and Software:  Nothing really has changed in a dozen years, it seems

12 year anniversary of angry letter to scientific journal editor

Barely a fortnight has passed since

 Science Magazine

published the outcomes of a hoax perpetrated by one of their reporters, John Bohannon. Not surprisingly, the news article was widely criticized, not the least on this obscure blog. The content was simple enough: Bohannon picked a swath of largely fake journals, submitted fake manuscripts and boasted that more than 60% of his submissions were accepted.

Not to be outdone, Nature Magazine rejects data, publishes opinion

Just before Christmas 2019, the Washington Post reported, based on “people familiar with the matter”, that the US Justice Department were investigating the Sci-Hub founder Alexandra Elbakyan for potentially “working with Russian intelligence to steal U.S. military secrets from defense contractors”. Besides such a highly unusual connection, the article also reiterated unsubstantiated (but mainly circulated by publishers) allegations that access

Is the SNSI the new PRISM?

Jeffrey “predatory journals” Beall famously catapulted himself out of any serious debate with an article in the journal TripleC, entitled “The Open-Access Movement is Not Really about Open Access”. In it, Beall claimed that OA proponents don’t care about access, but that they form an “anti-corporatist movement that wants to deny the freedom of the press to companies it disagrees with”. The article is so replete with similarly unhinged fairy

Is this Smits’ tripleC moment?

Open Access (OA) pioneer and OA journal eLife founding member and sponsor, the Max Planck Society just released a white paper (PDF) analyzing open access costs in various countries and institutions and comparing them to subscription costs. Such studies are fundamental prerequisites for evidence-based policies and informed decisions on how to proceed with bitterly needed reforms.

A study justifying waste of tax-funds?

Scholarly journals, on the face of it, emerged in the 17

 th

century as a medium to facilitate communication of scientific discoveries among interested scholars. In the 21

 st

century, it’s not all that different: researchers form communities around topics in which they share a common interest: Journal of Neuroscience, Pediatrics and Neonatology, Journal of Economics or the British Educational Research Journal.

Academic publishers and competition

This post was originally published on the London School of Economics “Impact of Social Sciences” blog, on July 30, 2013:

In various fields of scholarship, scholars accrue reputation via the proxy of the containers they publish their articles in. In most if not all fields, scholarly journals are ranked in a hierarchy of prestige.

Solutions to the looming crisis in science

In her recent editorial on Sci-Hub (an initiative I support), editor-in-chief of

 Science Magazine

Marcia McNutt wrote: The editorial is essentially trying to make the somewhat tenuous but not implausible case that using sci-hub may lead to subscription cancellations which, in turn, may lead to scholarly societies (like those of Dr. McNutts employer, AAAS) to miss revenue they need in order to pay for important services (such as paying

In which a Science editorial demonstrates the ineffectiveness of OA activism

Over the years, publishers have left some astonishingly frank remarks over how they see their role in serving the scholarly community with their communication and dissemination needs. This morning, I decided to cherry-pick some of them, take them out of context to create a completely unrealistic caricature of publishers that couldn’t be further from the truth.

How do academic publishers see their role?

You’d be forgiven if after reading the title of this post, you thought scholars have started to revolt against journal rank. Unfortunately, while there is DORA and of course the evidence that journal rank is like homeopathy, most researchers are still fine with ex-scientists rejecting 92% of all submitted articles and charging a grand sum of more than US$30,000 per article that they select on a whim.

Publisher selects the best open access science – authors complain

Earning credibility in post-factual science?

This morning I was reminded of the age of some of the technology we’re using. Hyperlinks were developed at Stanford University and first demonstrated by their inventor Douglas Engelbart (using the first mouse) in 1968:  On Tuesday, Douglas Engelbart died, even before the scholarly literature was able to fully implement the technology he invented, 45 years and counting.

The dysfunctionality of the scholarly literature: hyperlinks

Scientists as social parasites?

Time and time again, academic publishers have managed to create the impression that publishing incurs a lot of costs which justify the outrageous prices they charge, be that US$11M p.a. for an

 Elsevier

Big Deal subscription or an article processing charge (APC) of US$5,200 for a

 Nature Communications

article.

How publishers keep fooling academics

I have now posted the job ads for the PostDoc position in our lab at

 Nature

,

 Science

, SfN and FENS.

PostDoc opportunity in our lab now advertized

As a regular user of the scholarly literature since before the internet (I started reading primary scientific literature for a high-school project around 1989), I have closely followed its digitization.

7 functionalities the scholarly literature should have

See this post with the associated press releases on brembs.net.

The

 F

orkhead B

 ox

P2 (FOXP2) gene is well-known for its involvement in language disorders. We have discovered that a relative of this gene in fruit flies,

 dFoxP

, is necessary for a type of learning called operant self-learning, which resembles some aspects of language learning.

The Drosophila FoxP gene is necessary for operant self-learning

Over the last ten years, scientific funding agencies across the globe have implemented policies which force their grant recipients to behave in a compliant way. For instance, the NIH OA policy mandates that research articles describing research they funded must be available via PubMedCentral within 12 months of publication. Other funders and also some institutions have implemented various policies with similar mandates.

Maybe try another kind of mandate?

The cost of knowledge – in 2003?

It’s the time of the year again where 30,000 neuroscientists head to the US to talk neuroscience. This year the big annual conference is in Washington, DC, one of the three cities able to host this large event. Our first poster will be up on Tuesday morning and shows results from operant self-stimulation experiments using optogenetics and dopaminergic neurons.

Heading for #SfN23 with two posters

There are regular discussions among academics as to who should be the prime mover in infrastructure reform. Some point to the publishers to finally change their business model. Others claim that researchers need to vote with their feet and change how they publish. Again others find that libraries should just stop subscribing to journals and use the saved money for a modern publishing system.

Who’s responsible for the lack of action?

Yesterday, cOAlition S published their updated principles and implementation guidelines for #PlanS, together with the rationale behind the update. This constitutes a very much welcome effort, as evidence of the increasing awareness among funders as to their potential leverage in infrastructure modernization, at a time when institutions have apparently abandoned their faculty completely.

Improved Plan S principles raise hope of more effective policies soon

The recent publication of the “Ten Principles of Plan S” has sparked numerous discussions among which one of several recurring themes was academic freedom. The cause for these discussions is the insistence of the funders supporting Plan S that their grant recipients only publish in certain venues under certain liberal licensing schemes.

Does academic freedom entail exemption from spending rules?

In his fantastic Peters Memorial Lecture on occasion of receiving CNI’s Paul Evan Peters award, Herbert Van de Sompel of Los Alamos National Laboratory described my calls to drop subscriptions as “radical” and “extremist” (starting at about minute 58):  Regardless of what Herbert called my views, this is a must-see presentation in which Herbert essentially presents the technology and standards behind the functionalities I have been asking for

Why academic journals need to go

“an academic career, in which a person is forced to produce scientific writings in great amounts, creates a danger of intellectual superficiality”

Albert Einstein Isaacson W (2008) Einstein (His Life and Universe) (Simon and Schuster, New York), 1st Ed, p 79

On the productivity of scientists

This is the tweetlog covering July 3-5: Interesting! We find something similar in flies: Live fast, die young: Long-lived mice are less active https://feedly.com/k/16RDz21 It smells fishy: Copper prevents fish from avoiding danger https://feedly.com/k/12gw14F @

 biocs

@

 google

Yes!

Tweetlog: neuroscience and #openaccess

In the last “Science Weekly” podcast from the Guardian, the topic was retractions.  At about 20:29 into the episode, Hannah Devlin asked, whether the reason ‘top’ journals retract more articles may be because of increased scrutiny there. The underlying assumption is very reasonable, as many more eyes see each paper in such journals and the motivation to shoot down such high-profile papers might also be higher.

Are more retractions due to more scrutiny?

Until today, I was quite proud of myself for not caving in to SIWOTI syndrome like Mike Taylor did. And then I read his post and caved in as well. What gets us so riled up is Elsevier’s latest in a long list of demonstration of what they think of the intellectual capacities of their customers. It’s precisely because it is only one in a long row that I initially didn’t feel like commenting.

Is this supposed to be the best Elsevier can muster?

For ages I have been planning to collect some of the main aspects I would like to see improved in an upgrade to the disaster we so euphemistically call an academic publishing system. In this post I’ll try to briefly sketch some of the main issues, from several different perspectives.

 As a reader:

I’d like to get a newspaper each morning that tells me about the latest developments, both in terms of general science news (aka.

What should a modern scientific infrastructure look like?

I really loathe reviewing for GlamMagz for two main reasons. For one, it’s hard to remain neutral: publication of a paper in my field in such a journal is beneficial both for the field and for the young people who are authors on this paper. Second, the demands of some of my colleagues so often make my blood boil. At that point I’m very happy these reviews are anonymous and I really don’t want to know the names of these colleagues.

Why this GlamMag will likely not ask for my review again

For our course this year I was planning a standard neurogenetic experiment. I hadn’t ever done this experiment in a course, yet, just two weeks ago I tried it once myself, with an N=1. The students would get two groups of

 Drosophila

fruit fly larvae, rovers and sitters (they wouldn’t know which was which). About ten larvae from each group would be placed on one of two yeast patches on an agar plate.

If only all science were this reproducible

Random Science Video: The value of fly research

Last week, Elizabeth Pennisi asked me to comment on the recent paper from Schreiweis

 et al.

entitled “Humanized FoxP2 accelerates learning by enhancing transitions from declarative to procedural performance”. Since I don’t know how much, if anything, of my answers to her questions will end up in her article, I thought I might expand my answer into a post about this very interesting work.

Humanized FoxP2 and the timing of habits

This is an easy calculation: for each subscription article, we pay on average US$5000. A publicly accessible article in one of SciELO’s 900 journals costs only US$90 on average. Subtracting about 35% in publisher profits, the remaining difference between legacy and SciELO costs amount to US$3160 per article.

Are we paying US$3000 per article just for paywalls?

The data clearly show that publications in

 Cell

,

 Nature

or

 Science

(

 CNS

for short), on average, cannot be distinguished from other publications, be it by methodology, reproducibility or other measures of quality. Even their citation advantage, while statistically significant, is so small that it is practically negligible.

No need to only send your best work to Science Magazine

There is an interesting study out in the journal PNAS: “Evaluating big deal journal bundles”. The study details the disparity in negotiation skills between different US institutions when haggling with publishers about subscription pricing.

Your university is definitely paying too much for journals

The other day I was alerted to an interesting evaluation of international citation data. The author, Curt Rice, mentions a particular aspect of the data:  The context here is that the “bottom” refers to scientific articles that aren’t cited, assuming that no citations mean low scientific quality of that article.

Citation inflation and incompetent scientists

Genetically Separable" href="https://www.slideshare.net/brembs/wcalb14" target="_blank"&gt;Pavlovian and Skinnerian Processes are Genetically Separable

Two evolutionary conserved, fundamental learning mechanisms

Sven Fund, CEO of the German publishing house de Gruyter was recently interviewed by Richard Poynder in his widely read interview series on open access. In the interview, he first avoided answering the question if de Gruyter had ever lobbied against open access.

Is de Gruyter’s lobby-by-proxy not lobbyism?

I just got the nicest decline to review ever:  That’s how you retire from science: you get to work like normal people. Awesome!

Retiring from science?

It is one of these rare events when I can post a video of one of my own talks. This one was in Berlin earlier this year, organized by The Lost Lectures in a very unusual venue, the Stattbad Wedding:  I’m planning to work more closely together with our computing center here to be able to record at least the lectures I give in English here at the university. So maybe there will be some more videos here, soon.

Video: Free will as an evolved brain function

Since the birth of our daughter, we spend our summers in Sweden, just like I used to, when I was little. This not only allows her to get more practice in Swedish then she gets talking with just me or her grandmother, but we also get to really recharge our batteries in the fabulous wilderness up there.

How to recharge in Sweden

A fistful of dollars: why corporate publishers have no place in scholarly communication

Following the example of Glyn Moody, I thought I’d start a log on the tweets I send around. One never knows what’ll happen to Twitter and besides, this provides a neat place to store and find everything. So here are the tweets for July first and second: Where are we, what still needs to be done?

Trying a new feature: Tweetlog

Flashback: All brains possess free will because there is no design in biology

During my flyfishing vacation last year, pretty much nothing was happening on this blog. Now that I’ve migrated the blog to WordPress, I can actually schedule posts to appear when in fact I’m not even at the computer. I’m using this functionality to re-blog a few posts from the archives during the month of august while I’m away.

Science, red in tooth and claw

*During my flyfishing vacation last year, pretty much nothing was happening on this blog. Now that I’ve migrated the blog to WordPress, I can actually schedule posts to appear when in fact I’m not even at the computer. I’m using this functionality to re-blog a few posts from the archives during the month of august while I’m away. This post is from February 9, 2011: *     In this week’s journal club, we talked about an old paper from 1918!

Flashback: Nothing new in science?

During my flyfishing vacation last year, pretty much nothing was happening on this blog. Now that I’ve migrated the blog to WordPress, I can actually schedule posts to appear when in fact I’m not even at the computer. I’m using this functionality to re-blog a few posts from the archives during the month of august while I’m away. This post is from April 19, 2011:

Flashback: Creationists, this is the evidence you have to beat!

*As part of my scheduled re-posts during the summer break, I’ll also post some of the science videos from the archives. I originally posted this one on Agust 31, 2011: *

SummerScienceVideo: science is real

It might just save your life (via Upturned Microscope):    BTW, even if your life is not at stake, someone else’s may be. So you should publish your results if you are sure something definitely will not work, for instance in F1000 Research, where you can publish negative results for free until August 31, 2013. Your colleagues will be grateful.

One more reason to publish negative results

The recently released development draft for SHared Access Research Ecosystem (SHARE), authored by the Association of American Universities (AAU), the Association of Public and Land-grant Universities (APLU) and the Association of Research Libraries (ARL) in response to the OSTP memo on public access to federally funded research in the US sounds a lot like the library-based publishing system I’ve been perpetually arguing for.

SHARE: Library-based publishing becoming a reality?

Academic publishers have been parasitizing the public purse for long enough now. Steffen Böhm, director of the Essex Sustainability Institute, said it best: In his article, he mentions the successful SciELO project in South America. In a lot of ways, SciELO (scielo.org) is quite close to what I have been arguing for: SciELO means “Scientific Electronic

 Library

Online” and is supported by the Brazilian and Chilean government.

Cut out the parasitic middle men!

This year’s Winter Conference on Animal Learning and Behavior (WCALB) will be on one of my oldest and most central research projects, the commonalities and differences between operant and classical conditioning.

Almost 80 years on, progress on operant and classical conditioning

Amazing bead chain experiment

No matter how well-intended (and we all know to which place the road leads that is paved with good intentions!), transformative agreements (such as DEAL in Germany) are generally the wrong tool at the wrong time for making publicly funded science accessible to the public.

No Evilsevier DEAL!

The DFG is a very progressive and modern funding agency. More than two years ago, the main German science funding agency signed the “Declaration on Research Assessment” DORA.

German funder DFG: Why the sudden inconsistency?

tl;dr:
 
 It is a waste to spend more than the equivalent of US$100 in tax funds on a scholarly article.

Collectively, the world’s public purse currently spends the equivalent of US$~10b every year on scholarly journal publishing. Dividing that by the roughly two million articles published annually, you arrive at an average cost per scholarly journal article of about US$5,000.

How much should a scholarly article cost the taxpayer?

Today, our most recent paper got published, before traditional peer-review, at

 F1000 Research

. The research is about how nominally identical fly stocks can behave completely differently even if tested by the same person in the same lab in the same test.

The way academic publishing should be

UPDATE
 
 , 10-02-2015: After a hint from a user on Twitter, I now know that it is possible to open a PDF document in several windows, one for text, one for legends and one for figures. Figures and legends occupy one virtual desktop and the text another. In this way, I can actually review on-screen, but it is one heck of a work-around and by no means convenient.

I cannot take it any more.

Publishers, stop torturing your reviewers!

This is a slightly edited (amended, essentially) version of

my article published today at The Conversation. In cases where a problem within a community is detected and collective action is required to address the problem. one needs to strike a fine line or any efforts to convince the community that action is required will fail.

The Conversation: The looming crisis in science

You may have seen a neutered version of this post over at the LSE blog. This post below, however, puts the tiger in the tank, as it was enhanced by CatGPT:  Maybe scholarly societies have taken “the instruction“follow the money!” a tad too literally?

Scholarly societies: like a cat chasing the laser dot

The recent call for a GlamMag boycott by Nobel laureate Randy Shekman made a lot of headlines, but will likely have no effect whatsoever. For one, the call for boycott isn’t even close in scale to “the cost of knowledge” boycott against Elsevier and even that drew less than 15,000 measly signatures, a drop in the bucket with 970,000 board members, reviewers and authors working for Elsevier largely for free.

In support of subscripton cancellations

Currently, our libraries are paying about US$5000 per peer-reviewed subscription article. What is more difficult to find out is where all that money goes. Which steps are required to make an accepted manuscript public?

What goes into making a scientific manuscript public?

Talk about egg on face!

 Nature

“the world’s best science”

 Magazine

sets out to publish back-to-back papers on – of all topics – stem cell science.

Even the most thorough peer-review at the ‘best’ journals not up to snuff?

Public institutions the world over are required to spend their funds responsibly. Commonly, this is done by requiring them to host bids for purchases or services above a certain threshold. If you work at a public institution and have wondered, e.g., why you are only allowed to buy a computer from your computing facility which only sells one particular brand, then the answer likely is that this brand won the bidding contest.

Should public institutions not be choosing the lowest responsible bidder?

The recently discussed scenario of universal gold open access brought about by simply switching the subscriptions funds at libraries to have the libraries pay for author processing charges instead, seemed like a ghoulish nightmare. One of the few scenarios worse than the desolate state we call the

 status quo

today.

Whither now, Open Access?

Flashback: What can the spine teach us about learning?

Flashback: The neurobiology of operant conditioning

Our lab is looking for a PhD student interested in the molecular mechanisms of operant self-learning, a form of motor learning.

Looking for a PhD student

After Mike Taylor kept complaining about how horrible my old e107 platform was (which obviously it isn’t: I love this CMS), I finally gave in and moved everything over to a new home. The entire brembs.net domain with all its subdomains is no longer hosted in the good old US of A, where its home was since about 2000, when I moved there myself. After almost ten years back in Germany, I’ve now brought my online presence back home as well.

A new home for bjoern.brembs.blog

I recently was sent a report from a university-wide working group on the publishing habits within the Freie Universität Berlin. I don’t think this document is available online, but I think I’m not doing anything illegal if I publish some of the survey results here. The working group polled all faculty members of the university on various questions concerning scholarly publishing.

How important is the Impact Factor?

Think, check, submit: who hasn’t heard of this mantra to help researchers navigate the jungle of commercial publishers? Who isn’t under obligation to publish in certain venues, be it because employers ask for a particular set of journals for hiring, tenure or promotion, or because of funders’ open access mandates?

How academic institutions neglect their duty

The academic journal publishing system sure feels all too often a bit like a sinking boat: we have a reproducibility leak an affordability leak a functionality leak a data leak a code leak an interoperability leak a discoverability leak a peer-review leak a long-term preservation leak a link rot leak an evaluation/assessment leak a data visualization leak … … … and even a tiny access leak still remains even after 30 years of trying to fix it.

Scholarly publishing in three cartoons

bjoern.brembs.blog

Wikipedia defines
'[embezzlement](https://en.wikipedia.org/wiki/Embezzlement)' as "the act
of withholding assets for the purpose of conversion of such assets".
Google defines it as "misappropriation of funds placed in one's trust":

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If one takes the position that researchers at public institutions are
entrusted with public funds to spend on research in the public interest,
then researchers spending public funds on something that mainly benefits
them *personally* rather than the public, may be considered in dangerous
territory. The point here cannot be to make a legal case. This exercise
is more of an attempt to analyze if current or future researcher
publication practice can be ethically condoned, broadly speaking.

So let's look at the current publication practice of researchers. Due to
the traditional reward structure, researchers aim to publish in the most
prestigious journals, in order to benefit from that prestige in [tenure,
hiring and promotion
decisions](https://doi.org/10.12688%2Ff1000research.16493.1). In
subscription times, in which we still partially live, this practice does
not come with immediate changes in the cost/pricing structure. However,
this picture changes dramatically when Open Access publications are
considered, where the journals demand payment of an article processing
charge (APC). It has been documented exhaustively over several studies
that these [APCs
scale](https://link.springer.com/article/10.1007/s11192-020-03540-3)
[with journal](https://www.ariadne.ac.uk/issue/70/andrew/)
[prestige](https://ruor.uottawa.ca/bitstream/10393/42327/1/Open_access_journals_and_article_processing_charges_2011_2021_preprint.pdf).
This situations provides incentives for authors to choose the most
expensive publication option and there are two studies that have found
such effects already:

> authors choose to publish in more expensive journals

Published [this year](https://doi.org/10.1002/asi.24717) and [from
2019](https://doi.org/10.18352/lq.10280):

> higher APCs were actually associated with increased article volumes

One argument used in favor of publications in prestigious journals is
article 'quality': research in prestigious journals is often considered
of higher quality. However, that notion is not supported by the evidence
which suggests that [prestigious journals struggle to reach even average
reliability](https://www.frontiersin.org/articles/10.3389/fnhum.2018.00037/full).
This leaves current author practice mainly benefiting the personal
careers of researchers at the expense of the public purse.

Taken together, in a future world where every published article is
financed by APCs, all else remaining equal, there will be strong
incentives for authors to spend more public funds in order to benefit
their own careers. Inasmuch as the excess public funds spent on
prestigious journals support the spread and attention to unreliable
science, this additional damage caused by this practice likely exceeds
the pecuniary damage.

Legal scholars will have to weigh in on whether spending public funds
exclusively for career purposes in the way described would actually
constitute embezzlement in the legal sense. However, even if that bar is
not met, incentives to maximize the expenditure of public funds are
never advisable. There are already too many such incentives in research
(e.g., overhead, grant funds in hiring, tenure, promotion, etc.). It
does not seem wise to add yet another. Eventually, the scholarly
community is accountable to the public. Accumulating incentives for
wasting the public funds the scholarly community has been entrusted
with, does not seem like an advisable strategy.

Wikipedia defines ‘embezzlement’ as “the act of withholding assets for the purpose of conversion of such assets”. Google defines it as “misappropriation of funds placed in one’s trust”: If one takes the position that researchers at public institutions are entrusted with public funds to spend on research in the public interest, then researchers spending public funds on something that mainly benefits them

 personally

rather than the

Open Access and the incentives for embezzlement

There has been some
[outrage](https://bjoern.brembs.net/2020/11/are-natures-apcs-outrageous-or-very-attractive/)
at the announcement that *Nature* is following through with their [2004
declaration](https://publications.parliament.uk/pa/cm200304/cmselect/cmsctech/399/399we163.htm)
of charging \~10k (\$/€) in article processing charges (APCs). However,
not only have these charges been 16 years in the making but the original
declaration was made not on some obscure blog, but at a UK parliamentary
inquiry. So nobody could rightfully claim that we couldn't have seen
this development coming from miles away.

In fact, already more than 10 years ago, such high APCs were very much
welcomed, as people thought they could bring about change in scholarly
publishing. Some examples, starting with [Peter
Suber](https://legacy.earlham.edu/~peters/fos/2009/03/will-oa-progress-lead-to-pyrrhic.html)
in 2009:

> As soon as we shift costs from the reader side to the author side,
> then, we create market pressure to keep them low enough to attract
> rather than deter authors.  \[...\] precisely because high prices in
> an OA world would exclude authors, and not merely readers, there is a
> natural, market-based check on excessive prices.  BTW, I'm not saying
> that these market forces will keep prices within reach of all authors

[Cameron
Neylon](https://cameronneylon.net/blog/in-defence-of-author-pays-business-models/),
2010:

> I have heard figures of around £25,000 given as the level of author
> charge that would be required to sustain Cell, Nature, or Science as
> Open Access APC supported journals. This is usually followed by a
> statement to the effect "so they can't possibly go OA because authors
> would never pay that much". 
> \[...\] 
> If authors were forced to make a choice between the cost of publishing
> in these top journals versus putting that money back into their
> research they would choose the latter. If the customer actually had to
> make the choice to pay the *true* costs of publishing in these
> journals, they wouldn't. 
> \[...\] 
> Subscription charges as a business model have allowed an appallingly
> wasteful situation to continue unchecked because authors can pretend
> that there is no difference in cost to where they publish, they accept
> that premium offerings are value for money because they don't have to
> pay for them. Make them make the choice between publishing in a "top"
> journal vs a "quality" journal and getting another few months of
> postdoc time and the equation changes radically. 
> \[...\] 
> We need a market where the true costs are a factor in the choices of
> where, or indeed whether, to formally publish scholarly work.

[Mike
Taylor](https://svpow.com/2012/06/30/belated-thoughts-on-the-finch-report-on-achieving-open-access/),
2012:

> the bottom line is that paying at publication time is a sensible
> approach. It gives us what we want (freedom to use research), and
> provides publishers with a realistic revenue stream that, unlike
> subscriptions, is subject to market forces.

[Stephen
Pinfield](https://eprints.whiterose.ac.uk/75285/1/WRRO_75285.pdf), 2013:

> But Gold OA is not like \[subscription\]. It has the potential to
> reintroduce genuine competition into the journal market with authors
> sensitive to price making choices about where they place their
> articles. If journals put APCs up, authors can go elsewhere and the
> adjustments can happen quickly. 
> \[...\] 
> Gold OA, on the other hand should make price changes clearer --and
> customers will be able to respond accordingly.

[Danny
Kingsley](https://www.tandfonline.com/doi/full/10.1080/00048623.2014.945135),
2014:

> However the increase in the payment of APCs has awoken many
> researchers' awareness of the costs of publication. An author's
> reaction of surprise to the request for a US\$3000 \[approx.
> AU\$3180\] APC when they are contacted by a publisher provides an
> opportunity for the library to discuss the costs associated with
> publication. There is an argument that as payment for publication at
> an article level becomes more prevalent, it gives the researcher an
> opportunity to determine value for money and in some arguments this
> means that scholarly publishing would be a more functional market

Convinced that authors would be price sensitive, it was even mentioned
as a problem, if someone would pay the APCs for the authors. Kingsley:

> This is then one of the disadvantages of having centralised management
> of APCs -- it once again quarantines the researcher from the cost of
> publication

Pinfield:

> But there is a danger with many of the processes now being established
> by universities to pay for APCs on behalf of authors. These systems,
> which will allow payment to be made centrally often with block
> pre-payments to publishers, will certainly save the time of authors
> and therefore ought to be pursued, but they do run the risk of once
> again separating researchers from the realities of price in a way that
> could recreate some of the systemic failures of the subscription
> market.They need to be handled with caution.

Hindsight is always 2020. Little did people know back then that authors,
when faced with a choice, would actually tend to [pay the most expensive
APCs](https://www.liberquarterly.eu/articles/10.18352/lq.10280/) they
could afford, because such is the nature (pardon) of a prestige market.
It is as such not surprising to us now, that rich institutions hail the
10k price tag for *Nature* APCs as ["very attractive" and "not a
problem"](https://www.nature.com/articles/d41586-020-02959-1).

The above were just the few examples I could readily find with the help
of Richard Poynder, Danny Kingsley, Cameron Neylon and Mike Taylor. The
sentiments expressed there were pretty much mainstream and discussed
widely even before 2009 (and you can sense that in the referenced
sources). Thus, the idea that high APCs are a feature and not a bug,
thought to bring competition into a market was a driving force for gold
OA for a long time. Even today, you can still find people claiming that
"If we switch from subscription publishing to pay-to-publish open
access, \[publisher profit\] margins are likely to drop to 10%-20%."
(Lenny Teytelman as late as 2019). We now see that this view was
spectacularly wrong. People will pay no matter what when their
livelihoods are at stake, even if it costs them their last shirt (German
saying). We ought to think hard what the consequences now have to be, of
having been so catastrophically wrong.

This is how *Nature*'s high APCs came about. Many thought it was a good
thing and kept pushing for them until *Nature* gave in.

**Update**: One of the quoted authors, Mike Taylor, just confirmed that
he still thinks 10k APCs are good and that the outrage people feel at
their livelihoods being put in jeopardy is what will drive change:

<figure class="wp-block-image size-large is-resized">
<a
href="https://bjoern.brembs.net/wp/wp-content/uploads/2020/12/image.png"><img
src="https://bjoern.brembs.net/wp/wp-content/uploads/2020/12/image.png"
class="wp-image-2192" loading="lazy" decoding="async"
srcset="https://bjoern.brembs.net/wp/wp-content/uploads/2020/12/image.png 881w, https://bjoern.brembs.net/wp/wp-content/uploads/2020/12/image-300x162.png 300w, https://bjoern.brembs.net/wp/wp-content/uploads/2020/12/image-768x414.png 768w, https://bjoern.brembs.net/wp/wp-content/uploads/2020/12/image-50x27.png 50w"
sizes="(max-width: 661px) 100vw, 661px" width="661" height="356" /></a>
</figure>

There has been some outrage at the announcement that

 Nature

is following through with their 2004 declaration of charging ~10k ($/€) in article processing charges (APCs). However, not only have these charges been 16 years in the making but the original declaration was made not on some obscure blog, but at a UK parliamentary inquiry. So nobody could rightfully claim that we couldn’t have seen this development coming from miles away.

High APCs are a feature, not a bug

Last week, there was a lot of outrage at the announcement of Nature's
new pricing options for their open access articles. People took to
twitter to voice their, ahem, concern. Some examples:

<figure class="wp-block-image">
<img
src="https://cdn.zmescience.com/wp-content/uploads/2020/11/image-9.png"
class="wp-image-185590" decoding="async" />
</figure>

<figure class="wp-block-image size-large">
<img
src="https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image.png"
class="wp-image-2169" loading="lazy" decoding="async"
srcset="https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image.png 657w, https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-300x234.png 300w, https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-50x39.png 50w"
sizes="(max-width: 657px) 100vw, 657px" width="657" height="512" />
</figure>

<figure class="wp-block-image size-large">
<img
src="https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-6-563x1024.png"
class="wp-image-2175" loading="lazy" decoding="async"
srcset="https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-6-563x1024.png 563w, https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-6-165x300.png 165w, https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-6-27x50.png 27w, https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-6.png 643w"
sizes="(max-width: 563px) 100vw, 563px" width="563" height="1024" />
</figure>

<figure class="wp-block-image size-large">
<img
src="https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-3.png"
class="wp-image-2172" loading="lazy" decoding="async"
srcset="https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-3.png 635w, https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-3-300x242.png 300w, https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-3-50x40.png 50w"
sizes="(max-width: 635px) 100vw, 635px" width="635" height="512" />
</figure>

<figure class="wp-block-image size-large">
<img
src="https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-4-464x1024.png"
class="wp-image-2173" loading="lazy" decoding="async"
srcset="https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-4-464x1024.png 464w, https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-4-136x300.png 136w, https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-4-23x50.png 23w, https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-4.png 647w"
sizes="(max-width: 464px) 100vw, 464px" width="464" height="1024" />
</figure>

<figure class="wp-block-image size-large">
<img
src="https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-5.png"
class="wp-image-2174" loading="lazy" decoding="async"
srcset="https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-5.png 655w, https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-5-300x233.png 300w, https://bjoern.brembs.net/wp/wp-content/uploads/2020/11/image-5-50x39.png 50w"
sizes="(max-width: 655px) 100vw, 655px" width="655" height="509" />
</figure>

There are many more that all express their outrage at the gall of Nature
to charge their authors these sums,. even [Forbes
interviewed](https://www.forbes.com/sites/madhukarpai/2020/11/30/how-prestige-journals-remain-elite-exclusive-and-exclusionary/?sh=7ec99c254d48)
some of them. At the same time, the people who have been paying
publishers these sums for decades find that the \~10k per paper is
actually ["very attractive" and "not a
problem"](https://www.nature.com/articles/d41586-020-02959-1).

So which is it? Are Nature's APCs 'outrageous' or are the prices 'very
attractive and not a problem'?

What is clear is that these charges are definitely not a surprise.
Already back in [2004, in a Parliamentary inquiry in the
UK,](https://publications.parliament.uk/pa/cm200304/cmselect/cmsctech/399/399we163.htm)
Nature provided testimony that they would have to charge 10-30k for a
Nature paper, given their revenues at the time (i.e., their subscription
and advertising income). While back then, most people scoffed at the
numbers and expected that no author would ever pay such fees, Nature got
to work and invented a whole host of 'lesser' journals (i.e., Nature XYC
as in "Nature Physics", Nature Genetics" and so on), which would serve
several purposes at once: They increase revenue. As hand-me-down
journals they keep desperate authors attached to the Nature brand. As
less selective journals, they would bring down average costs per article
for the brand total, when they would need to go open access.

So this year, after open access advocates, funders and the now also
pandemic-stricken public had kept demanding open access for 16 years
after they had been warned, Nature was finally ready to deliver. Due to
the dilution of their costs by way of the 'lesser' journals, they
managed to keep their APCs close to their lower bounds of 2004, despite
16 years of inflation. Given that libraries have been paying these kinds
of funds for Nature journals for decades, this price tag then really is
a bargain, all things considered.

Given this analysis, all the online outrage strikes me as unwarranted.
While I of course agree that it should have never come so far (we ought
to have realized where this is headed already in 2004!), crying foul now
comes about 16 years too late. We have had plenty of time to prepare for
this, we have had more than enough time to change course or think of
alternative ways to the legacy publishers. And yet, nearly everybody
kept pushing in the same direction anyway, when we could have known in
2004 that this was not going to end well. The people warning of such not
quite so unintended consequences were few and far between.

Having only gotten interested in these topics around 2007 or so myself,
it took me until [2012 to
understand](http://blogarchive.brembs.net/comment.php?comment.news.888)
that this kind of APC-OA was not sustainable and, indeed, would stand to
[make everything
worse](https://bjoern.brembs.net/2016/04/how-gold-open-access-may-make-things-worse/)
just in order to worship the sacred open access cow.

If you were even later to the party and are outraged now, direct your
outrage not to Nature, who are only following external pressures, but to
those who exert said pressures, such as open access advocates pushing
for APC-OA and funders mandating authors to publish in such journals.

Last week, there was a lot of outrage at the announcement of Nature’s new pricing options for their open access articles. People took to twitter to voice their, ahem, concern. Some examples:  There are many more that all express their outrage at the gall of Nature to charge their authors these sums,. even Forbes interviewed some of them.

bjoern.brembs.blog

Open Access and the incentives for embezzlement

High APCs are a feature, not a bug

Are Nature’s APCs ‘outrageous’ or ‘very attractive’?